Ensuring compliance: enhancing Wells Fargo's regulatory reporting
Finance
About this project
Since 2014, we've worked with Wells Fargo Securities to improve trade reporting compliance with Dodd-Frank and MiFID II. Our system provides real-time updates to help users address data issues. Built in WPF with C# and DevExpress, the frontend connects to Oracle Coherence, while the Spring Boot backend integrates data from SQL Server and Sybase. Our hybrid team collaborated across Wells Fargo's North Brunswick, NJ, office and Kraków, operating under a Genpact subcontract.
Region
United States of America
Region
United States of America
Project team
3 Developers
1 Project Manager
1 Devops
Tech stack
Hibernate
Spring
Sybase
Microsoft ASP
.NET
C#
Java
About Wells Fargo
Wells Fargo & Company is a diversified financial services company with $1.9 trillion in assets, providing banking, investment, mortgage, and commercial financial services. Founded in 1852 and headquartered in San Francisco, it operates with a commitment to innovation, security, and sustainability. Wells Fargo serves one in three U.S. households and focuses on helping customers meet financial goals while supporting communities through local initiatives and environmental responsibility.
Summary
The revamped system improved compliance, accuracy, and adaptability, significantly reducing operational friction.
Wells Fargo Securities struggled with trade reporting across various asset classes, lacking real-time visibility, which hindered compliance with Dodd-Frank and MiFID II regulations. The system made it difficult to spot missing or invalid data quickly.
Our solution delivered a streamlined user interface with real-time reporting and compliance monitoring. The new system provides instant feedback on trade status, highlights errors, and supports future mobile applications, while enhancing efficiency through seamless collaboration between teams.
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